International seminar Capital Markets Program
26 February 2007
The course will be taught by professionals from NASD, the University of Reading, the BBA, the Belgrade Stock Exchange, the Serbian Securities Commission, and the investment bank Seymour Pierce.
Participants who complete this program will receive a Certificate of Attendance from NASD and the University of Reading . Participants who take and pass an on-line examination after the program will receive a Capital Markets Certificate issued by the BBA.
Program overview
The Capital Markets Program provides a survey of capital market issues - how capital markets function, products sold and terminology used, and the importance of regulation and investor protection. The program uses a variety of teaching methods, including lecture, panel discussions, illustrative examples, and participant interaction to help attendees quickly grasp and internalize new knowledge.
The Capital Markets Program coursework will provide participants with:
- a core of capital market industry knowledge;
- product specific expertise; and
- an understanding of the regulatory environment.
The Capital Markets Program is ideal for all capital market participants who seek a solid understanding of financial market concepts, the growing significance of regulation, and the need for compliance, including:
- capital markets professionals (including brokers, dealers, banking and insurance professionals, and professional traders);
- regulators and compliance professionals;
- legal, audit, risk, operations, and IT specialists; and investors and others seeking a sound understanding of financial markets.
Course outline
| INTERNATIONAL CAPITAL MARKETS; DEBT MARKETS | ||
| 9.00-9.30 | Registration | |
| 9.30-14.15 | Morning Program | |
| Session 1 | Welcome and Introduction Nick Bannister, Senior Vice President & Managing Director NASD International John Board, Director of the ICMA Centre Hasan Hanić, Dean of the BBA |
|
| Session 2 | Financial Markets - Types, Structure, and Benefits | |
| Session 3 | Debt Markets - Loans, Bonds and Trading | |
| 14.15-15.00 | Sandwiches | |
| 15.00-17.00 | Afternoon Program | |
| Panel Discussion | Capital Markets: International and Regional Issues Led by Nick Bannister and including regional experts |
|
| 17.00-18.30 | Cocktail Reception Aeroclub, Uzun Mirkova 4/II |
|
| EQUITY MARKETS AND RAISING CAPITAL | ||
| 9.30-12.45 | Morning Program | |
| Session 1 | Equities I - Principles and Markets | |
| Session 2 | Equities II - Prices and Competition | |
| 12.45-13.45 | Lunch Break | |
| 13.45-17.00 | Afternoon Program | |
| Session 3 | Raising Capital and IPOs Stuart Lane, Director and Corporate Advisor, Seymour Pierce |
|
| Panel Discussion |
Raising Capital through Smaller Exchanges |
|
| MARKET RISK AND FUNDS | ||
| 9.30-12.45 | Morning Program | |
| Session 1 | Investment and Hedge Funds: Global Perspective | |
| Session2 | Investment and Hedge Funds: Local Issues | |
| Investments and Hedge Funds Led by Dr. Ismail Musabegović and John Hennessy, Senior Director of Education and Training at NASD International |
||
| 12.45-13.45 | Lunch Break | |
| 13.45-17.00 | Afternoon Program | |
| Session 3 | Risk Management - Concepts and Value at Risk | |
| Session 4 | Risk Management - Derivatives, Forwards, Futures, Options | |
| CAPITAL MARKETS AND TRADING | ||
| 9.30 - 12.45 | Morning Program | |
| Session 1 | Capital Markets Training | |
| Session 2 | Trading Simulation - Introduction | |
| 12.45-13.45 | Lunch Break | |
| 13.45 -17.00 | Afternoon Program | |
| Session 3 | Live Trading Simulation Conducted by Dr. Michael Smith, Professor at the ICMA Centre |
|
| Panel Discussion | Local Capital Markets - Trading and Models Led by Gordana Dostanić, Managing Director of Belgrade Stock Exchange |
|
| CAPITAL MARKETS REGULATION AND COMPLIANCE | ||
| 9.30-12.45 | Morning Program | |
| Session 1 | Principles of Regulation and Role of Regulator | |
| Session2 | Compliance and Ethics | |
| 12.45-13.45 | Lunch Break | |
| 13.45-17.00 | Afternoon Program | |
| Session 3 Address and Q&A |
EU Markets in Financial Instruments Directive (MiFID) Milko Štimac, Chairman of Serbian Securities Commission |
|
| Session 4 | Wrap-Up and Conclusion Professor Hasan Hanić, BBA |
|
| 17.45-19.15 | Coctail Reception Aeroclub, Uzun Mirkova 4/II |
|
Instructors
- Nick Bannister, Senior Vice President & Managing Director, NASD International
- Profesor John Board, Director oh the ICMA Centre
- Stuart Lane, Director and Corporative Adviser, Seymour Pierce
- John Hennessy, Senior Director of Education and Training, NASD International
- Dr. Michael Smith, Professor at the ICMA Centre
- Professor Dejan Erić, General Manager of the Institute of Economic Sciences
- Gordana Dostanić, Managing Director of Belgrade Stock Exchange
- Profesor Hasan Hanić, Dean of the Belgrade Banking Academy
- Dr. Ismail Musabegović, Professor, Belgrade Banking Academy
- Milko Štimac, Chairman, Serbian Securities Commission
2013 (36)